UOB Kay Hian is strategically positioned to tap the growth opportunities that this fast-developing region offers, and we are constantly on the lookout for bright and dedicated individuals to help us reach new heights.
You will assist in carrying out routine compliance reviews (includes staff dealing, dealing practice, etc.), risk monitoring reviews and internal control reviews to ensure that the company complies with the governing authorities’ rules and regulations as well as compliance with company’s policies and internal control procedures. You will be required to report your findings / investigations to make appropriate recommendations, and provide clerical support to the Compliance Department.
We are seeking a Senior Dealer/ Dealer to support the Global Markets & Structured Products Dealing team.
We are seeking an experienced chartist to provide technical analysis on market strategy and stock recommendations to our retail client base. This role reports directly to the Strategist.
We offer competitive package and career prospect to the right candidate. Interested candidates are invited to submit your detailed resume with availability and expected salary to Human Resources Department by email or mail:
Human Resources Department
UOB Kay Hian (Hong Kong) Limited
Facsimile: (852) 3475 0766