Terms and Conditions

General Terms and Conditions

• The promotion period is from 1 Apr 2025 to 31 Mar 2026, both dates inclusive (the "Promotion Period").
• The offers are only applicable to Self-Service Clients ("New Clients") who have successfully opened a Securities Account with UOB Kay Hian (Hong Kong) Limited ("UOBKH") during the promotion period. Clients who are tagged with an Account Executive are not eligible for the offers.
• Self-Service Clients refer to clients who did not subscribe to any Account Executive Services and did not open any UOBKH account in the past 12 months.

• If clients subscribe to any Account Executive services within 12 calendar months after the account is opened, all welcome rewards — including free stocks, rebates and fee waivers will be debited from the client's accounts without prior notice.

• If clients terminate their accounts, withdraw securities and/or transfer any stock holdings to other financial institutions within 6 calendar months after the account is opened, all rebates or fee waivers will be debited from the client's accounts without prior notice.
• Qualified clients must subscribe to the e-Statement service.
• This promotion does not constitute any offer, solicitation, recommendation, advice or guarantee of any securities, financial product or instrument.
• UOBKH reserves the right to suspend, change or terminate any offer, and/or amend the Terms & Conditions without prior notice. All matters and disputes are subject to the final decision of UOBKH. In the event of any discrepancy between the English and Chinese versions of these Terms & Conditions, the Chinese version shall prevail.
   

1. Terms and Conditions – Limited-Time Welcome Reward: 2 e-tickets for UOB Kay Hian presents: Kung Fu Artistry—Bruce Lee’s No Way as Way

• The promotion period is from 17 October 2025 to 17 November 2025, both dates inclusive.
• New Clients who successfully opened a Securities Account with UOBKH during the promotion period, deposit at least HK$100,000 (or its equivalent), and maintain an "Average Daily Relationship Balance" of not less than the equivalent of HKD100,000 for a minimum of 180 days after the account opening date can receive 2 e-tickets to UOB Kay Hian Presents: Kung Fu Artistry — Bruce Lee’s No Way as Way. This reward is offered on a "first-come, first-served" basis with limited quotas available while stocks last.
• "Average Daily Relationship Balance" refers to the average value of the sum of the client’s daily cash balances and the market value of investment assets in the UOBKH account over the past month.
• The tickets are valid for either 30 November 2025 or 7 December 2025. Ticket dates and seats will be randomly assigned by UOBKH; no selection or exchange is allowed.
• Tickets may not be exchanged for cash, other gifts or discounts and are non-transferable.
• Tickets will be sent to the email address provided by New Clients at account opening within 3 working days after the promotion period ends.
• If New Client’s "Average Daily Total Balance" falls below HK$100,000 within 180 days after the account opening date, UOBKH reserves the right to deduct a fee of HK$580 per ticket (i.e., HK$1,160 in total) from the account without giving any notice.
• All matters and disputes are subject to the final decision of UOBKH. In the event of any discrepancy between the English and Chinese versions of these Terms & Conditions, the Chinese version shall prevail.

2. Terms and Conditions – 100 Shares of CSOP Hang Seng TECH Index ETF (3033 HK)

• New Clients who have successfully opened a Securities Account with UOBKH during the promotion period can receive 100 Shares of CSOP Hang Seng TECH Index ETF (3033 HK) sponsored by CSOP Asset Management. This reward is offered on a "first-come, first-served" basis with limited quotas and only available while stocks last.
• The bonus shares will be deposited to the qualified clients’ Securities Account in the 3^rd month after the account has been opened.
• If New Clients open more than one new account with UOBKH, only one account will be eligible for the reward.
• This reward is only limited to one redemption per client.
• UOBKH reserves the right to offer an alternative stock or reward without prior notice.
• The bonus shares are non-exchangeable for cash or other discounts and are non-transferable.

3. Terms and Conditions – 1 share of Bank of America (NYSE: BAC)

• New Clients who executed 1 BUY trade in US Stocks via any UTRADE platforms for the first 3 months can receive 1 share of Bank of America (NYSE: BAC). This reward is available on a "first-come, first-served" basis with limited quotas and only available while stocks last.
• The bonus shares will be deposited to the qualified Securities Account in the 4th calendar month after the account is opened. 
• If New Clients open more than one new account with UOBKH, only one account will be eligible for the reward.
• This reward is only limited to one redemption per client.
• UOBKH reserves the right to offer an alternative reward without prior notice.
• The bonus shares are non-exchangeable for cash or other discounts and are non-transferable.

Terms and Conditions - Hong Kong and Global Equities

4. HK$0 Brokerage Fee for online BUY trades in HK & A-shares for 6 Months

• New Clients can enjoy HK$0 Brokerage Fee for BUY trades in HK stocks and A-shares placed via any UTRADE platforms for 6 months.
• HK$0 Brokerage Fee is only applicable to BUY trades in HK Stocks or A-shares placed via any UTRADE platforms. New Clients are still required to pay the commission for SELL positions on HK Stocks and A-shares. Commission for trades placed via phone calls or Account Executives will not be waived.
• This promotion is valid for 6 calendar months from the new account opening date. For example, if the account opening date is on 15 April 2025, the HK$0 brokerage fee promotion will end on 30 September 2025.
• Clients are required to pay all brokerage fees and the reimbursement will take place after 6 months, in 1 pay-out within 90days.
• Eligible New Clients are still required to pay other charges including but not limited to Stamp Duty, Transaction Levy, Transaction Fees, CCASS Fees etc.

5. US$5 commission per online BUY trade and SELL trade in US Stocks regardless of the trading amount for 6 months and US Stocks commission discount plan

• New Clients can enjoy US$5 commission per online BUY trade and SELL trade in US Stocks placed via any UTRADE platforms for 6 calendar months regardless of the trading amount. Upon completion of the promotional period, New Clients will be eligible for the “US Stocks commission discount plan”.
• The “US Stocks commission discount plan” refers to lowering the standard U.S. Stocks commission of 0.18% (minimum USD20) to 0.12% (minimum USD13).
• The US$5 commission per online BUY trade and SELL trade offer and “US Stocks commission discount plan” are only applicable to trades placed via any UTRADE platforms. Commission for trades placed via phone calls or Account Executives will be charged at the standard rate.
• This promotion is valid for 6 calendar months from the new account opening date. For example, if the account opening date is on 15 April 2025, the US$5 commission per online BUY trade and SELL trade offer will end on 30 September 2025.
• Eligible New Clients are still required to pay other charges including but not limited to Stamp Duty, Transaction Levy, Transaction Fees, CCASS Fees etc.

Terms and Conditions - Real-time Quote Service Waiver

6. HK Stocks LV3 Real-Time Snapshot and A-share Real-time Snapshot Waiver

• New Clients are entitled to 500 clicks of Hong Kong Real-time snapshot (up to 10 price levels) with Broker’s queues and unlimited clicks of Real-time A-share snapshots.
• The 500 clicks of Hong Kong Real-time snapshot are valid for 2 calendar months from the new account opening date, and the free real-time quotes that have not been used after the validity period will be discarded.

Terms and Conditions - Exclusive Investment Offers

7. New clients can enjoy the following exclusive services for free, until further notice:

• Subscription fee waiver for LSEG US Market Forecast and in-depth analysis covering over 60 industries.
• The original subscription fee charged by LSEG is US$1,000 per month.
• Free access to daily research reports written by UOB Kay Hian Research team, including: Market Analysis, Technical Analysis and Featured Stocks.
• Free access to joint seminars with renowned listed companies, asset management companies and popular financial KOLs.