Terms and Conditions

General Terms and Conditions:

• The promotion period is from 1 July 2020 to 31 December 2020, both dates inclusive (the "Promotion Period").
• The offers are only applicable to Self-service Clients ("New Clients") who have successfully opened a Securities, Options, Futures or Stock Savings Account with UOB Kay Hian (Hong Kong) Limited and/or UOB Kay Hian Futures (Hong Kong) Limited ("UOBKH") during the promotion period. Clients who are tagged with Account Executives are not eligible for the offers.
• Self-service Clients refer to clients who did not subscribe to any Account Executive Services and did not open any UOB Kay Hian accounts in the past 12 months.
• If clients terminate their accounts, withdraw securities and/or transfer any stock or futures holdings to other financial institutions within 6 calendar months after the account is opened, all waived or rebated fees will be debited by UOB Kay Hian from the client’s accounts without prior notice.
• Qualified clients must subscribe to e-statement service.
• UOB Kay Hian reserves the rights to suspend, change or terminate any offer, and/or amend the Terms & Conditions without prior notice. All matters and disputes are subject to the final decision of UOB Kay Hian. In the event of any discrepancy between the English and Chinese versions of these Terms & Conditions, the Chinese version shall prevail.

Terms and Conditions - Hong Kong and Global Equities

1. Terms and Conditions - HK$0 Brokerage Fee for online BUY trades in HK & A-shares for 6 Months
   • New clients can enjoy HK$0 Brokerage Fee for BUY trades in HK stocks and A-shares placed via any UTRADE platform for 6 months.
   • HK$0 Brokerage Fee is only applicable to BUY trades in HK Stocks or A-shares placed via UTRADE platforms. New clients are still required to pay the commission for SELL positions on HK Stocks and A-shares; commission for trades placed via phone calls or Account Executives will not be waived.
   • The HK$0 brokerage fee promotion is valid for 6 calendar months from the New Account opening date. For example, if the account opening date is on 15 July 2020, the HK$0 brokerage fee promotion will end on 31 December 2020.
   • Clients are required to pay all the brokerage fees first. The brokerage fees paid will be reimbursed in the next 7-12 months in 6 pay-outs.
   • Eligible new clients are still required to pay other charges including but not limited to Stamp Duty, Transaction Levy, Transaction Fees, CCASS Fees etc.
2. Terms and Conditions - Deposit HK$20,000 and execute the following trades for the first 3 months:
   a) 1 BUY and 1 SELL online trades in HK Stocks will entitle you to 1 Share of HKEX (388.HK)
   b) 1 BUY and 1 SELL online trades in US Stocks will entitle you to 1 Share of JD.com (JD:US)
   • New Clients who make 1 deposit of HK$20,000 and execute the following trades for the first 3 months:
     a) 1 BUY and 1 SELL online trades in HK Stocks will entitle you to 1 Share of HKEX (388.HK)
     b) 1 BUY and 1 SELL online trades in US Stocks will entitle you to 1 Share of JD.com (JD:US)
   • The Bonus share will be deposited in the respective securities account within 60 days.
   • The valid BUY and SELL trades have to be executed in the same account. If the client is holding multiple accounts, only one account will be entitled to the Bonus share.
   • Each new client can only receive 1 Hong Kong share and 1 US share.
   • The Company reserves the right to offer an alternative stock or gift without prior notice.
   • The Bonus share cannot be redeemed for cash or other discounts and is non-transferable.
3. Terms and Conditions - US$5 per online BUY trades in US Stocks regardless of the trading amount for 3 months
   • New clients can enjoy US$5 per BUY trade in US Stocks placed via any UTRADE platform for 3 months regardless of the trading amount.
   • The US$5 per online BUY trade offer is only applicable to trades placed via UTRADE. New clients are still required to pay the commission for SELL positions. Commission for trades placed via phone calls or Account Executives will not be waived.
   • The promotion is valid for 3 calendar months from the New Account opening date. For example, if the account opening date is on 15 July 2020, the promotion will end on 30 September 2020.
   • Clients are required to pay all the brokerage fees first. The brokerage paid will be reimbursed in the next 4 to 6 months in 3 pay-outs.
   • Eligible new clients are still required to pay other charges including but not limited to Stamp Duty, Transaction Levy, Transaction Fees, CCASS Fees etc.
4. Terms and Conditions - HK$0 Handling Fee for e-IPO subscription for the first 6 months; Subscription Fee rebate for unsuccessful cash e-IPO application for the subsequent 3 months
   • New clients who apply for IPO with Cash via UTRADE can enjoy unlimited subscription fee waiver for 6 months.
   • New clients are required to pay all the subscription fees first. The subscription fees paid will be reimbursed within 60 days.
   • New clients can enjoy a subscription fee rebate for unsuccessful cash application applied online for the subsequent 3 calendar months. The paid subscription fee of HK$100 can be used as commission for any equities trades executed within 3 calendar months. Clients are required to pay all the subscription fees first. The subscription fees paid will be reimbursed within 60days.

Terms and Conditions - Futures and Options Offers

5. Terms and Conditions - HK$0 Brokerage Fee for online New Contracts in HK Stock and Index Futures for 6 Months; HK$0 Brokerage Fee for online New Contracts in HK Stock Options for 6 months
   • New clients can enjoy HK$0 brokerage fee for new contracts in HK Stocks, Index Futures and HK Stock Options placed via UTRADE for 6 months.
   • HK$0 brokerage fee is only applicable to new contracts in HK Stocks & Index Futures and HK Stock Options placed via UTRADE, new clients are still required to pay the commission to close their positions. Commission of trades placed via phone calls or Account Executives will not be waived.
   • The promotion is valid for 6 calendar months from the New Account opening date. For example, if the account opening date is on 15 July 2020, the promotion will end on 31 December 2020.
   • Clients are required to pay all the brokerage fees first. The brokerage paid will be reimbursed in the next 7 to 12 months in 6 pay-outs.
   • Eligible new clients are still required to pay other charges including but not limited to Stamp Duty, Transaction Levy, Transaction Fees, CCASS Fees etc.
6. Terms and Conditions - Up to 50% Commission Discount (based on standard commission) for HK Index Futures Online Contracts
   • Click here to find out more about the promotion.
7. Terms and Conditions - 50% discount for all HK Stock Options contracts for subsequent 6 months
   • New clients can enjoy 50% Commission Discount (based on standard commission) for any HK Stock Options Online Contracts for the subsequent 6 months. Clients are required to pay all the brokerage fees first. The brokerage fees paid will be reimbursed to the client’s account within 60 days.
   • Eligible new clients are still required to pay other charges including but not limited to Stamp Duty, Transaction Levy, Transaction Fees, CCASS Fees etc.
8. Terms and Conditions - Receive HK$100 Cash Voucher on your First Online Trade in any CME Futures
   • New clients will receive HK$100 Cash Voucher if they execute their first trade in any CME Futures within the first 6 months.
   • Each new client can only enjoy the offer once.
   • The voucher will be sent to their registered address by post within 60 days after the trade is successfully executed.

Terms and Conditions - Other Products

9. Terms and Conditions - Receive HK$200 Cash Voucher on your First Bond Trade
   • New clients will receive HK$200 Cash Voucher if they execute their first trade in any Bond products within the first 6 months.
   • Each new client can only enjoy the offer once.
   • The voucher will be sent to their registered address by post within 60 days after the trade is successfully executed.
10. Terms and Conditions - HK$0 Stock Savings Commission and Dividend Collection Fee for up to 12 months (with Monthly Stock Savings Tips)
    • Click here to find out more about the promotion.

Terms and Conditions - Exclusive Investment Offers

11. New clients can enjoy the following exclusive services for free. The offer will be valid till further notice:
    • Unlimited Access to Refinitiv US Market Forecast and in-depth analysis covering over 60 industries
    • Free Daily HK Market Forecast and Stock Picks
    • Free Access to Exclusive Technical Analysis Tool - ChartGenie
    • Free access to joint seminars with Renowned listed companies, popular financial KOLs and CME

Terms and Conditions - Complimentary Gifts

12. Terms and Conditions - Receive HK$100 Cash Voucher when you open an account online
    • New clients will receive HK$100 cash voucher if they open their accounts online and have successfully executed their first BUY trade within 3 months.
    • Each new client can only enjoy the offer once.
    • The voucher will be sent to their registered address by post within 60 days after the trade is successfully executed.
13. Terms and Conditions - Receive a Free copy of “Technical Analysis Intensive Guide” published by our Analysts
    • Each client is only entitled to one Welcome Gift. All photos are for reference only. The Gift of the Month is only available for that specific month. Only limited quantities are available and are while stocks last. We reserve the right to offer alternative offers without prior notice, or if the Welcome Gift is out of stock. Price and type of alternative products may not be the same as the Welcome Gift in the promotion. The Welcome Gift cannot be redeemed for cash or other discounts and is non-transferable.
    • We are not the supplier of the Welcome Gift and make no representation or guarantee to the quality of the Welcome Gift. Any enquiry, dispute or complaint on the Welcome Gift should be directed to the suppliers.

Global Real-time Quote Service Waiver

14. Terms and Conditions - HK Stocks L2 Real-Time Snapshot and A-share Real-time Snapshot Waiver
    • New Clients are entitled to 500 clicks of Hong Kong Real-time snapshot (up to 10 price levels) with Broker’s queues and unlimited clicks of Real-time Shanghai/Shenzhen A-share snapshots.
15. Terms & Conditions - US Real-Time Streaming Waiver:
    • Click here to find out more about the promotion.
16. Terms and Conditions - Hong Kong Futures, Hong Kong Stock Options and Global Futures Real-time Streaming Waiver
    • New clients can enjoy Hong Kong Futures, Hong Kong Stock Options, CME and SGX Futures Real-time Streaming Services for free till further notice.
    • To subscribe for the real-time streaming service, you must declare your status as non-professional subscriber. Non-professional subscriber refers to a client who receives market data solely for his/her personal, non-business use and not for commercial use.